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Top FINRA official calls out Robinhood’s ‘egregious’ behavior, hopes enforcement action will provide example

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Top FINRA official calls out Robinhood’s ‘egregious’ behavior, hopes enforcement action will provide example

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  • Jessica Hopper, executive vice president and head of enforcement at FINRA, the financial markets’ self-regulatory body, said Wednesday that a recent $70M settlement with Robinhood (RBNHD) was meant to correct “egregious”…

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